COMPLIANCE, RISK & REGULATORY PROGRAM SUPPORT​
Compliance offerings to assist financial institutions, and other sectors, in implementing solutions to mitigate fines for regulatory infractions.
Continental Advisors provides services within the below areas:- ECOMM SURVELLIENCE
- HOLISTIC SURVEILLANCE
- TECHNOLOGY CONTROL
- DATA QUALITY/DATA COMPLETENESS
- DATA PRIVACY
- INFRASTRUCTURE AND CAPACITY PLANNING
- BUSINESS CONTINUITY MANAGEMENT
- CASE MANAGEMENT
- CLOUD BASED SOLUTIONS
- COMPLIANCE RISK AND CONTROL
- Risk Assessment
- Quality Assurance
- Management Reporting
- FINANCIAL CRIME COMPLIANCE
- Ant - Money Laundering
- KYC/EDD
- Financial Sanctions Screenings
- Anti-bribery and Corruption
- Fraud
- MARKET SURVEILLANCE
- Equities and Fixed Income
- Fx, Futures, Options and Otc Swaps
- CONTROL ROOM / INFORMATION BARRIER
- Inside Trade Monitoring
- Employee Trade Monitoring
-Employee Expense Monitoring
OUR CONSULTANTS HAVE BEEN EVERYWHERE
-BUY SIDE TO SELL SIDEADDRESS
600 Third Avenue, 2nd floor
New York, NY 10016
CONTACTS
Email:info@continentaladvisor.com
Phone: +1 (917) 633-4748